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DLC | Blueprint Magazine | February 11, 2003
How the Hill Was Lost
Two analysts for the Cook Political Report examine the 2002 election and come to a startling conclusion.

By Jennifer E. Duffy and Amy Walter

Table of Contents

As observers with a unique perch in American politics, we have a close-up view of hundreds of election races and candidates. From that position, we're able to analyze contests and outcomes in exceptional detail, and reach conclusions based on mountains, rather than hillocks, of evidence. That's why we were a bit mystified by the post-Nov. 5 conventional wisdom that American voters gave Republicans a clear and convincing mandate. On the contrary, our conclusion is that the United States remains evenly divided and that national elections for the foreseeable future will be just as competitive as the last one.

That said, it's clear that Republicans had a good election night last year. After all, for only the third time since the end of the Civil War, the party holding the White House gained House seats in a midterm election (previous exceptions being 1934 and 1998). This election was also the first since 1934 that the party holding the White House, still in its first term, gained both House and Senate seats in a midterm vote. President Bush and his party have every right to be proud. But the Republican Senate, House, and gubernatorial victories were based on strategic, tactical, mechanical, and financial factors, not a fundamental movement in public attitudes. The election had very few upsets. Instead, very close races disproportionately broke in one direction at the end. But the way it happened in House races differed from that in Senate races. Here are two separate looks at how Democrats lost the Congress:

The House. All the post-election hand-wringing by Democrats about the poor House results ignored earlier signs of trouble for the party. Long before voters went to the polls, and even before many campaign headquarters opened, it was obvious that Democrats had an uphill climb in their quest for control of the House.

Soon after the final congressional district lines were drawn, Democrats boasted that they had held Republicans to a draw, denying them earlier claims of double-digit gains through redistricting. A draw was certainly better than the alternative, but it proved to be a double-edged sword. While redistricting ultimately helped protect some vulnerable Democratic incumbents, it denied Democrats the opportunity to expand the playing field by increasing the number of marginal seats. State legislatures and courtrooms across the country drew new congressional lines that basically solidified the status quo, creating few new competitive districts and leaving only a handful of endangered incumbents. This meant that Democrats were forced to pursue a complex district-by-district strategy for victory with almost no margin for error, instead of a national strategy to marginally improve their odds in a large number of races.

But with no margin for error, Democrats inevitably couldn't get every break. Get the wrong candidate out of a crowded primary (as happened in Arizona's 1st District when party favorite Steve Udall lost), and that seat now gets tossed into the give-away pile. Find out that your candidate has trouble raising enough money (Joe Turnham in Alabama's 3rd District or Stan Matsunaka in Colorado's 4th District) or has ethics troubles (Dario Herrera in Nevada's 3rd District and Champ Walker in Georgia's 12th District), and you lose another precious few opportunities. Then there is just plain luck, as in Colorado's new 7th District seat in suburban Denver, where Republican Bob Beauprez beat Democrat Mike Feeley by just 121 votes.

Beyond the sheer odds, the fund-raising domination of the National Republican Congressional Committee and Republican candidates was another big factor. Republicans were able to crush their competitors in highly competitive seats, and Democrats were prohibited from expanding their reach into prohibitively expensive media markets, such as suburban Philadelphia (Pennsylvania's 6th District) or suburban Detroit (Michigan's 11th District). Most importantly, Democrats were forced to play defense to hold on to their most vulnerable incumbents (such as Jim Matheson in Utah, Baron Hill in Indiana, Dennis Moore in Kansas, and Joe Hoeffel in Pennsylvania), taking precious resources from opportunity seats to fund their survival programs. (With the McCain-Feingold/Shays-Meehan campaign finance law having taken effect on Nov. 6, the Republican financial advantage is likely to become even more important. Democrats have grown far more dependent, on a proportional basis, on so-called "soft money," than Republicans, who have proven to be far more successful in raising "hard" dollars under the constraints of the Federal Election Campaign Act.)

Throughout the cycle, The Cook Political Report showed a very small playing field that never really expanded. Over the summer, we showed 40 seats as competitive; our final October issue showed just 45. A little historical perspective here is instructive. Ten years ago, during the last redistricting period, The Cook Political Report's summer issue showed 136 seats as competitive, while the final issue before the election listed 151. In 2002, with so few seats truly in play, Democrats' only hope to gain control of Congress was to win a very high percentage of the closest races. In the end, it was Republicans who won the lion's share of the close contests, winning 10 of the 15 toss-up races.

The political repercussions of redistricting are likely to be seen over the next few elections. In the absence of any sort of national tide (say an economic or international debacle), we will once again have few seats in play -- perhaps fewer than during the 2002 cycle. In fact, it is interesting to note that there were no real upsets in 2002. Republicans netted six seats, but only because they won 67 percent of the toss-up races. Republicans didn't pick off any seat in the Lean or Likely Democratic column, and only one seat rated as Lean Republican (the 5th District of Louisiana) went to Democrats, in the Dec. 7 runoff. To give you a sense of just how few seats may be in play next year, take a look at the number of candidates who won with 55 percent or less of the vote (the gold standard for vulnerability). Only 51 incumbents (27 Democrats and 24 Republicans), and even more daunting for Democrats, only 25 freshmen (12 Democrats and 13 Republicans) were at that threshold.

The Democratic donkey needs to get ready for another tough climb up the Hill.

The Senate. Days before Nov. 5, a conventional wisdom developed inside the Washington Beltway that Democrats would hold the Senate and that they might even pick up a seat or two. It's hard to pinpoint where it started, but by the weekend, this thinking hit the pages of The Washington Post and The New York Times, as well as the Sunday morning news shows, with full force. The problem, though, was that there was very little hard evidence to back it up. Perhaps the conventional wisdom was the product of admirably good spin, or just wishful thinking, but it was certainly not based on the available facts.

Going into Election Day, The Cook Political Report had 10 Senate races in our "Toss-Up" column, five Democratic seats and five Republican ones. These were races that were within the margin of error, and with no overarching set of national issues or evidence of an electoral "wave" driving the election, we felt that it was impossible to predict which side would pick up seats. In fact, it marked the first time in The Cook Political Report's 18-year history that we did not make a prediction of net gains or losses in the Senate. It was just as likely that Democrats would hold their majority as it was that Republicans would regain control. The one thing that did seem certain was that these toss-up races would not break evenly between the parties; they never do. In 1998, there were nine toss-up seats, and Democrats picked up six of them. In 2000, Democrats picked up eight of the 10 seats in the Toss-Up column. In 2002, as it turned out, the races broke in Republicans' favor; they won seven of the 10 closest contests.

There is plenty of bewilderment and finger-pointing on the Democratic side of the aisle about what went wrong. And as is often the case, there is no shortage of misinterpretation. The first is the claim that there was a big Republican "wave." If that were the case, then Democrats would have lost a seat or two that was not considered especially vulnerable. The second claim is that Republicans ran better candidates. In fact, three of the five Democratic challengers in the five Republican-held toss-up seats had run statewide before, and the other two (Erskine Bowles in North Carolina and Ron Kirk in Texas) were nothing short of first-tier. There was no shortage of talent on the Democratic side. A third claim is that Democrats didn't raise enough money to get the job done. While some Democratic candidates, notably Bill Bradbury in Oregon, Chellie Pingree in Maine and Bob Clement in Tennessee, can point to a lack of meaningful financial assistance from the party, the fact is that Democrats had the resources they needed in all the races that were close enough to matter.

Democrats did appear to take some things for granted -- most importantly, the accuracy of their polling in a truly tough year for pollsters. As usual, there were plenty of questionable polls out there from "independent" academic and media sources. But there were also many races where Republican and Democratic polls differed persistently and substantially. This seems to have raised red flags for Republicans, who spent a lot of time analyzing and reanalyzing their data, but less for Democrats, who took their numbers at face value.

Democrats also appeared to doubt Republicans' ability to motivate their base and get out their vote. Republicans did a masterful job of motivating their base without alienating swing voters. In some races, they ran ads on carefully selected niche issues, such as the "morning-after" abortion pill and taxpayer funded needle-exchange programs, which pushed traditional conservative hot buttons while polling well enough among other voters.

Republicans had not been very successful at getting their voters to the polls in recent elections and were well aware that it cost them dearly in 1998 and 2000. The GOP put enormous resources into get-out-the-vote (GOTV) efforts this year, and it paid off. Many Democrats seemed to feel that their own GOTV programs could withstand the challenge and missed the success Republicans were having in many states with early voting and absentee ballot programs.

Finally, President Bush deserves his share of credit. He was willing to raise money early for incumbents and challengers alike and expend as much of his political capital as necessary. But it would be a mistake to give more credit to Bush than to the message he was able to deliver. Unlike Ronald Reagan, who in 1986 campaigned as much as Bush did, only to lose control of the Senate that year, Bush had a message that broke through the clutter to engage an electorate that was only giving this election half its attention.

In the end, Democrats lost control of the Senate by a mere 35,353 votes nationally. Even though this knowledge probably only adds to the sting of defeat, it shows how close Democrats were to laughter rather than tears.

Jennifer E. Duffy is Senate editor and Amy Walter is House editor of The Cook Political Report.