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DLC | Blueprint Magazine | January 22, 2002
The Immigrant Second Generation
By Tamar Jacoby

Table of Contents

The 60 million immigrants and their children who have settled in the United States since the 1960s now account for a full one-fifth of the population. They come from virtually every country in the world and range -- in background and socioeconomic level -- from Silicon Valley entrepreneurs to the unassuming, unskilled men now taking over as day laborers in every region of the country. Their number alone all but guarantees that they will transform America. But so far most people are still unsure what form that transformation will take -- and whether it will be for good or for ill.

Even for those whose profession is studying the new Americans, the diversity of the group makes it a kind of Rorschach test: You can read almost anything you want into this vast and varied population. Optimists look at their ambition and energy -- the Indian engineer or the mom-and-pop merchants transforming inner-city neighborhoods -- and forecast a golden future. Pessimists fixate on those with the lowest skill levels -- the Mexican farmhand with the sixth-grade education -- and see only trouble ahead, for both the newcomers and the rest of us.

Alejandro Portes and Ruben Rumbaut are among the most highly regarded sociologists studying the new immigrants, a prolific team whose ideas and research have influenced just about everyone else working in the field. Some dozen years ago, after completing an important book on the first generation of newcomers, they realized in an inspirational flash that the people who really matter for the future are in fact the new arrivals' children. After all, those who made the trip from the old country are by definition transitional. It is their offspring, the second generation, whose successes and failures will set the mold for their ethnic groups, determining patterns that will last for generations to come.

More than a decade and many millions of dollars later, Portes and Rumbaut have completed several stages of what is still the definitive study of the second generation: an ongoing look at some 5,300 teenagers in San Diego and Miami. This massive research project, known as the Children of Immigrants Longitudinal Study, or CILS, has generated six books and countless articles by its two architects, their students, and others. It's a seminal work. But even so, reading the latest book, Legacies: The Story of the Immigrant Second Generation, it's hard not to feel that immigrant America is still something of an enigma, reflecting nothing so much as the preconceptions of those who try to predict its future.

The best way to understand Legacies is as two books -- one an interpretation, the other a digest of data from the field. And though the two are not necessarily at war, their emphasis and implications are somewhat different.

The report from the field brings lots of good news, much of it buried deep in this dense, scholarly volume. The families of the teenagers studied are mostly of modest means, but they tend to be hard-working and stable, what were once called solid working-class people. Though they often settle in bleak minority neighborhoods and some of their children flirt -- or worse -- with underclass ways, on the whole the second generation is an inspirational success story. In both Miami and San Diego, in the ninth grade and later in the 12th, immigrant children work harder than their native-born classmates. (They average two hours of homework a night compared with the "normal" 30 minutes.) They also aspire to greater achievement, get better grades, drop out less (between a third and half as often) and expect only the best of their adopted country. (Nearly two-thirds believe that hard work and accomplishment can triumph over prejudice, and about the same proportion say there is no better country than the United States.) Perhaps most important, virtually all are adapting linguistically: Though nine out of 10 speak a foreign language at home, by the end of high school 98 percent speak and understand English well, and 88 percent prefer it to their parents' mother tongue. If what matters is trajectory, by any measure they are outperforming their parents and appear to be set on just the kind of upward course that would spell success in America.

What this happy tale papers over is a vast diversity among groups -- widely different scores, aims, and outlooks on just about every question a sociologist could think of asking. Some 80 percent of Filipinos live in intact families; among West Indians, the distressing figure is just half that. Nearly 90 percent of Chinese parents expect their children to finish college; only 55 percent of Mexicans do. The Hmong do far more homework than anyone else -- two and three times what Hispanic kids manage. Nearly 45 percent of Latino youth sometimes use Spanish with their friends; less than 5 percent of any Asian group use an Asian language. And twice as many Vietnamese as Cuban youth show symptoms of serious depression. The list of variables goes on and on, and the disparities are startling, even within categories like Hispanic or Asian-American that many native-born naively think of as monolithic -- to the point that any effort to generalize about the second generation looks at best half true and inevitably unreliable.

Still, Portes and Rumbaut are determined to do just that. It's not that they don't recognize immigrant diversity. They do. Indeed, Portes invented the term "segmented assimilation," which other sociologists now use to explain different groups' different outcomes. But he and Rumbaut remain convinced that a single theoretical model can explain all the variation, and -- even more startling -- that there is a single, "right" way for all foreign children to adapt to American life: paradoxically, by delaying assimilation. In the authors' view, the happiest and most successful of the second generation are not those who quickly learn American ways, who switch from their parents' language to English and fit in seamlessly at school, but rather those who grow up under the umbrella of an ethnic community, nurtured by old-country customs and traditional mores.

The theory behind this prescription makes some intuitive sense: Kids who become too American too fast risk in effect outgrowing their parents, opening themselves to loneliness, depression, delinquency, poor school performance, and all that comes with it, while those who grow up guided by parental nurturing and discipline generally go on to do well. Nor in the last analysis are Portes and Rumbaut anti-assimilation: They see this interim phase, which they call "selective acculturation," as just that -- a phase -- and they expect the third generation, if not the second, to metamorphose into full-fledged Americans.

The problem, as Portes and Rumbaut's own data show, is that in practice less assimilated children don't always do better. They enjoy little or no advantage over the more assimilated when it comes to school effort or dropout rates -- perhaps the two most important variables in the life of a new American teenager. The Mexican second generation, one of the nationalities whose children remain closest to their parents, shows by far the poorest outcomes on all measures of school success. And even Miami's Cuban youth, whose often middle-class, educated families tend to have been in the United States for many years, frequently seem as hobbled as they are buoyed by the tightly knit, Spanish-speaking ethnic enclave in which they live. Something about this upbringing appears to dull their ambition, and a surprising percentage drop out of high school, taking low-level jobs in the Cuban community rather than beating a new path into the bigger, scarier world that is the American mainstream.

The authors discount much of this evidence or explain it in other ways, focusing instead on issues like "self-esteem" and its correlation with academic performance -- and in the end they remain adamantly convinced that any path other than the one they recommend is harmful to immigrant children. To them, rapid acquisition of English is "language loss," what others see as fitting in is "premature Americanization," and the most effective methods of teaching English and American values are so much "forced-march acculturation."

Of course, for most immigrant children the jury is still out. Those who participated in the CILS study are only now entering adult life, moving from home and school to the far more fateful decisions ahead. For some, no doubt, the Portes-Rumbaut prescription is the right one: a nurturing family orbit, the enveloping ethnic enclave, bilingualism, and a healthy dose of skepticism about American culture. Still, as any student of immigration knows, change and growth, and the loss that comes with them, are an inevitable part of the assimilation process -- and in the end all the gradualism in the world may not effectively cushion the shocks. Besides, given the deep diversity that Portes and Rumbaut themselves report in second-generation America, it's hard to believe that any one path is the best or only answer for every immigrant child.

Portes and Rumbaut are surely right about one thing: By the third and fourth generation, immigrant families lose their trademark drive -- the energy and entrepreneurialism that brought them here in the first place and that propels them upward wherever they settle. This isn't a tragedy; it merely means they are becoming more American. But it does suggest that the second generation faces a special window of opportunity.

Not all will succeed -- or certainly not to the same degree. Some will succumb to the pathologies of their inner-city neighborhoods, allowing peer pressure to deter them from accomplishment. Others, even if they outstrip their parents, will still find themselves stuck on the bottom rungs of the American socioeconomic ladder. But if the good news in the CILS study carries over in any measure into adult life, there can be little doubt that the lion's share will end up making the most of what the United States has to offer -- benefiting themselves and their families but also the rest of us.

Tamar Jacoby, a senior fellow at the Manhattan Institute, is editing a volume of essays, Reinventing the Melting Pot: How Assimilation Can Work for the New Immigrants.

Tamar Jacoby, a senior fellow at the Manhattan Institute, is editing a volume of essays, Reinventing the Melting Pot: How Assimilation Can Work for the New Immigrants.